Search for: "Felix Associates, LLC"
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25 May 2020, 9:49 am
From 1994 through March 2019 Chu was associated with NYLife Securities out of the firm’s Pleasant Hill, California office location. [read post]
25 Apr 2008, 4:58 pm
Some of the companies and attorneys that are filing these suits include but are not limited to Wolpoff & Abramson, Harrison Ross Byck, Esq., P.C., Apothaker & Associates, P.C., Capitol One, MBNA, NCO, CACH, LLC, and Patenaude & Felix, A.P.C. [read post]
2 Sep 2016, 4:13 pm
Felix Felicis, LLC v Riva Ridge Owners Assoc., 2016 WL 3621101 (WY 6/30/2016)Filed under: Current Caselaw, Definitions, Uncategorized [read post]
25 Apr 2008, 4:54 pm
Some of the companies and attorneys that are filing these suits include but are not limited to Wolpoff & Abramson, Harrison Ross Byck, Esq., P.C., Apothaker & Associates, P.C., Capitol One, MBNA, NCO, CACH, LLC, and Patenaude & Felix, A.P.C. [read post]
3 Jun 2011, 1:14 pm
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINE–> PROVIDENCE Former North Providence Town Council President Robert A. [read post]
13 Sep 2012, 7:49 am
You might recall the name Felix Investments from this past March, when the Securities and Exchange Commission announced that it had filed a complaint against Felix, Facie Libre Management Associates, LLC and principal Frank Mazzola, in connection with the operation of certain pooled investment funds that were used acquire pre-IPO shares of companies like Facebook and Zyanga, among others. [read post]
28 Mar 2012, 1:06 pm
The SEC recently charged Frank Mazzola and his two private investment funds (Felix Investments, LLC and Facie Libre Management Associates, LLC) with securities fraud. [read post]
16 Jun 2020, 6:40 am
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS George Belesis Portfolio Advisors Alliance, LLC John Thomas Financial Dustin Blount MML Investors Services, LLC Northwestern Mutual… [read post]
27 Jan 2010, 3:52 am
Mark Mitchell has described Byrne as a "business associate. [read post]
14 Jul 2015, 10:01 pm
Corda, Felix Sandoval Cabrera, and Robert W. [read post]
25 Apr 2008, 4:34 pm
Some of the companies and attorneys that are filing these suits include but are not limited to Wolpoff & Abramson, Harrison Ross Byck, Esq., P.C., Apothaker & Associates, P.C., Capitol One, MBNA, NCO, CACH, LLC, and Patenaude & Felix, A.P.C. [read post]
2 Feb 2010, 12:54 am
Siano (Two Sigma Investments, LLC), J.W. [read post]
27 Jul 2011, 12:25 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINERene Poder, Manila: In the first place, why do we have major road billboards? [read post]
28 Jul 2016, 9:00 am
BAYROCK GROUP LLC; TEVFIK ARIF; JULIUS SCHWARZ; FELIX SATER; BRIAN HALBERG; ALEX SALOMON; JERRY WEINRICH, SALOMON & COMPANY PC; AKERMAN SENTERFITT LLP; DUVAL & STACHENFELD LLP; KRAMER LEVIN NAFTALIS AND FRANKEL LLP, BRUCE STACHENFELD; NIXON PEABODY LLP; ADAM GILBERT; ROBERTS & HOLLAND LLP; ELLIOT PISEM; BAYROCK SPRING STREET LLC; BAYROCK WHITESTONE LLC; BAYROCK CAMELBACK LLC: BAYROCK MERRIMAC LLC; And BAYROCK GROUP INC.; Defendants,… [read post]
20 Aug 2020, 1:03 pm
Felix. [read post]
24 May 2012, 8:36 am
This is not the first bit of news regarding the Facebook IPO – on March 14, 2012, the SEC announced that it had filed a complaint in federal court in San Francisco against Frank Mazzola and two of his firms, Felix Investments LLC, and Facie Libre Management Associates LLC, for making false statements to investors regarding limited liability companies designed to pool investors' funds to invest in pre-IPO companies like Facebook, Inc.… [read post]
20 Mar 2012, 11:48 am
Mazzola, the Commission sued Frank Mazzola and two of his firms, Felix Investments LLC, and Facie Libre Management Associates LLC, for making false statements to investors. [read post]
17 Mar 2012, 4:17 pm
Meantime, in a related securities fraud lawsuit filed in civil court, the SEC accused Frank Mazzola and his financial firms Facie Libre Management Associates, LLC and Felix Investments of making secret commissions and taking part in improper self-dealing. [read post]
6 Oct 2016, 2:33 pm
MSP RECOVERY SERVICES, LLC, Intervenor. 3rd District.Dissolution of marriage -- Provision characterizing award of attorney’s fees and costs as a form of support that is not dischargeable in bankruptcy or by any other means was improper -- Remand with instructions to strike this provision
FELIX DE JESUS GUERRA, Appellant, v. [read post]
6 Mar 2014, 11:11 am
DiMercurio, the sum of $45,143.60 in compensatory damages. 11-04271 Felix Bernard-Diaz, Julian Rodriguez, and Luz Rodriguez BBVA Securities of Puerto Rico, Inc. [read post]
